CFTC Grants Order to LCH.Clearnet Limited Permitting Portfolio Margining of...
The U.S. Commodity Futures Trading Commission (CFTC ) today issued an order to LCH.Clearnet Limited (LCH), a CFTC-registered derivatives clearing organization, under Section 4d(f) of the Commodity...
View ArticleCFTC Names J. Christopher Giancarlo Acting Chairman
Commissioner J. Christopher Giancarlo was designated per seriatim as Acting Chairman of the U.S. Commodity Futures Trading Commission (CFTC) today, January 20, 2017.
View ArticleCFTC Extends Public Comment Period for the Supplemental Proposal for...
The U.S. Commodity Futures Trading Commission (CFTC) announced today that it is extending the comment period for the supplemental proposal for Regulation Automated Trading (Regulation AT) to May 1, 2017.
View ArticleCFTC General Counsel Jonathan L. Marcus to Depart Agency
U.S. Commodity Futures Trading Commission (CFTC or Commission) Acting Chairman J. Christopher Giancarlo today announced that General Counsel Jonathan L. Marcus will depart the agency.
View ArticleCFTC Acting Chairman Giancarlo Announces Amir Zaidi as Director of the...
U.S. Commodity Futures Trading Commission (CFTC or Commission) Acting Chairman J. Christopher Giancarlo today announced several staff changes at the Commission. Giancarlo has appointed Amir Zaidi to...
View ArticleCFTCâs Division of Swap Dealer and Intermediary Oversight Issues...
The U.S. Commodity Futures Trading Commissionâs (CFTC) Division of Swap Dealer and Intermediary Oversight (DSIO) today issued a time-limited no-action letter stating that, from February 4, 2017 to...
View ArticleCFTCâs Division of Market Oversight Provides Time-Limited No-Action...
The U.S. Commodity Futures Trading Commissionâs (CFTC) Division of Market Oversight (DMO) today issued a time-limited no-action letter stating that, from February 14, 2017 to August 14, 2017, it will...
View ArticleCFTCâs Division of Swap Dealer and Intermediary Oversight Issues...
The U.S. Commodity Futures Trading Commissionâs (CFTC) Division of Swap Dealer and Intermediary Oversight (DSIO) today issued a time-limited no-action letter stating that, from March 1, 2017 to...
View ArticleCFTC Announces Daniel J. Davis as General Counsel
U.S. Commodity Futures Trading Commission Acting Chairman J. Christopher Giancarlo today announced that Daniel J. Davis has been named the agencyâs General Counsel.
View ArticleLEGO Boost: Continuing to Renew & Extend the Core
Great firms don't simply diversify into new businesses when their core business appears to be maturing. Diversification attempts sometimes have two deleterious effects. First, companies find...
View ArticleAn Alternative Estimation of a Time-Varying Parameter Model....
A non-Bayesian, generalized least squares (GLS)-based approach is formally proposed to estimate a class of time-varying AR parameter models. This approach has partly been used by Ito et al. (2014,...
View ArticleRobust Pricing and Hedging around the Globe. (arXiv:1707.08545v1 [math.PR])
We consider the martingale optimal transport duality for c\`adl\`ag processes with given initial and terminal laws. Strong duality and existence of dual optimizers (robust semi-static superhedging...
View ArticleEquilibrium Liquidity Premia. (arXiv:1707.08464v1 [q-fin.PM])
We study equilibrium returns in a continuous-time model where heterogeneous mean-variance investors trade subject to quadratic transaction costs. The unique equilibrium is characterized by a system of...
View ArticlePower Phone Scripts: 500 Word-for-Word Questions, Phrases, and Conversations...
Start closing sales like top producers!read more...
View ArticleAnalytics: The Agile Way
For years, organizations have struggled to make sense out of their data. IT projects designed to provide employees with dashboards, KPIs, and business-intelligence tools often take a year or more to...
View ArticleBuilding Wealth through Venture Capital: A Practical Guide for Investors and...
Building Wealth Through Venture Capital is a practical how-to guide for both sides of the table—investors and the entrepreneurs they fund. This expert author duo combines renowned venture capital...
View ArticleEmergent: Ignite Purpose, Transform Culture, Make Change Stick
Emergent provides a handbook for navigating – and thriving in – the new cultural paradigm. More than a simple DIY for change, this book empowers organisations to diagnose change risk, address current...
View ArticleThe Future of Finance - Milken Institute Panel Discussion
The financial services industry is changing faster than ever due to technological advances and an evolving regulatory environment. This session will examine how these trends are reshaping financial...
View ArticleIOSCO Publishes Thematic Review of Client Asset Protection Recommendations
IOSCO/MR/21/2017read more...
View ArticleRussian held over bitcoin laundering linked to BTC-e exchange: sources
Russian held over bitcoin laundering linked to BTC-e exchange: sources. https://t.co/LUhFLnGMR4 by @jc_stubbs #fintech #ReutersFintechâ¦
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